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Principles
and Practices
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Javier F. Kuong
ISBN:
0-940706-7-09-0 978-0-940706-70-5
The wide array of
threats and todays regulatory climate have boosted the need for (GRC) governance,
risk management and compliance
The need for corporate governance, comply with a plethora of new laws and the pressure to improve enterprise performance have become CEO and Board level issues. Forward-looking enterprises are increasingly looking at overhauling their enterprise risk management and governance practices to follow a strategic, proactive, top-down and enterprise-wide approach to governance and compliance. Since risk management is a key facilitator of governance an compliance programs, its also subject to a critical review seeking ways to conduct risk management analyses at the enterprise level and shying away from traditional insular and silo mentality approaches of the past.
All
types of organizations need to assess and restructure their corporate enterprise-wide
governance, risk management and compliance (GRC) practices to ensure they are able to cope
with the multifaceted world of threats and uncontrollable disasters, especially in the
aftermath of September 11, recent Wall Street scandals and compliance to new
governance legislation.
Organizations
need a practical guide to:
a) Identify deficiencies of present insular GRC Practices with inherent gaps and overlaps in protection.
b) Strategies and Success Factors to successfully Restructure GRC programs to
improve corporate governance and compliance.
c) Prepare a detailed action develop, implement, operate and maintain a
robust and sustainable GRC program.
CEOs,
Board members, Compliance Officers, Risk Managers, CFOs, CIOs Internal and external
auditors Auditors, operational executives, legal officers and compliance professionals
will benefit from this practitioners manual.
1. THE GLOBAL ENVIRONMENT FOR STRONG COMPLIANCE AND GOVERNANCE
DEMANDS NEW APPROACHES TO ENTERPISE-WIDE RISK MANAGEMENT AND COMPLIANCE
2. WHAT IS ERM OR GRC? Current Deficiencies in
ERM/GRC
3. GOVERNANCE
AND COMPLIANCE STRATEGY GRC AT THREE LEVELS
4. KEY SUCCESS FACTORS TO PLAN AND DEPLOY GRC
5. AN
ACTION PLAN TO DEVELOP AND DEPLOY AN EFFECTIVE GOVERNANCE, RISK MANAGEMNET AND COMPLIANCE
PROGRAM
APPENDIX - References -
Glossary of Terms - Index
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